Wednesday, May 16th

6:00 pm

SAA Board Meeting and Dinner at Island Way Grill (SAA Board Members/Lead and Co-Lead Sponsors- Optional)

Attire: Casual

Meet at the Hotel Lobby at 5:45 pm for Bus Pick Up; the last bus leaves at 6:00 pm.

Address: 20 Island Way, Clearwater, FL 33767

Thursday, May 17th

AM/PM

Arrivals and Registration at the SandPearl Resort, Clearwater Beach, FL

9:00 am

Golf at the Bayou Golf Club (Optional) (Bus leaves from SandPearl Lobby at 9:00 am) Tee-Off Time 10:00 am

6:00 pm

Cocktail Reception– SandPearl Resort, Gulf Lawn

Attire: Resort Cocktail Attire, no tie required, jacket optional

7:00 pm - 10:00 pm

Dinner Reception- SandPearl Resort, North Beach Tent

Friday, May 18th

7:30 am - 8:30 am

Breakfast – SandPearl Resort, Harbor Ballroom

Attire: Business Casual

8:30 am

SAA Welcoming and Opening Remarks- SandPearl Resort, Hunter A&B

8:35 am

Capital Markets Regulatory Environment – MiFID II, Capital Markets Policy, Department of Labor, and “Best Interest Standard” for Advisors

Chris Lacovella, CEO of the Equity Dealers Association

Morrison Warren, Partner at Chapman and Cutler LLP

Chris Walmsley, Senior Legal Counsel at RBC

Moderator: Art Hogan, Chief Market Strategist at B. Riley FBR

9:30 am

Equity Sponsor Environment and Capital Markets Commentary

Mike Martin, Executive Director & Head of Americas Syndicate at UBS

O'Connor

Ben Spielman, Co-Head of Global Capital Markets at BlackRock

Jay Testa, Portfolio Manager at Monashee

Scott Kinloch, Managing Director at Barclays

Dan Polsky, Director ECM at Bank of America Merrill Lynch

Moderator: Art Hogan, Chief Market Strategist at B. Riley FBR

10:45 am

Networking Break

11:00 am

SAA Keynote Speech- Leadership Lessons in Life

Ken Adelman, Ex-US Ambassador to the UN, Arms Control Director, and Author of: “Reagan at Reykjavik”

The story of the historic superpower summit in Iceland in 1986 will become a feature film. Through his multimedia presentation, Adelman offers an “up close and personal” portrait of Reagan during his finest hours. Adelman’s first-hand account of advising the President at the tumultuous summit, with its cliffhanger plot, powerful personalities, and sweeping significance, creates a you-are-there feel to the speech.

12:30 pm

Adjourn

1:00 pm

BBQ Lunch- SandPearl Resort North Beach (Optional)

Attire: Casual

1:45 pm

Flats Fishing (Optional)

Guides will leave the SandPearl Lobby at 1:30pm/1:45pm/2:00pm and it will be a 15-minute walk to the boat.

Bring Sunglasses, Sunscreen, and a Hat; water is provided on the boat.

7:00 pm

Closing Dinner at Marina Cantina (Optional)

Attire: Casual

Meet at the Hotel Lobby at 6:45 pm for a quick 10 min walk.

Address: 25 Causeway Blvd, Clearwater, FL 33767

Saturday, May 20th

AM

Departures